Trading jobs in waterloo Canada
3 trading jobs found in waterloo: showing 1 - 3
Compliance Analyst
Company: Sun Life Financial |
account trading activity, engaging Trade Supervision Managers (TSM) and/or other supervision staff on suitability inquiries.../corporate guidelines Identify trends developing in trading of specific advisors and/or client accounts with an emphasis...Location: Waterloo, ON, Canada
| Salary: $54000 - 91000 per year | Date posted: 21 Dec 2024
Compliance Analyst
Company: Sun Life Financial |
account trading activity, engaging Trade Supervision Managers (TSM) and/or other supervision staff on suitability inquiries.../corporate guidelines Identify trends developing in trading of specific advisors and/or client accounts with an emphasis...Location: Waterloo, ON, Canada
| Salary: $54000 - 91000 per year | Date posted: 21 Dec 2024
Savings And Retirement Administrator
Company: Equitable Life of Canada |
: Market Disruption, Market timing, Frequent Trading and late Trading policy and procedures as it extends to same day...