Compliance Analyst
Job position: Compliance Analyst, Waterloo, ON
and monthly head office reviews of client account activity with a focus on criteria outlined in CIRO Rule 200 and other regulatory... testing of Tier 1 supervision Carefully document and file Field supervision review activities within head office trade......
Job Location: Waterloo, ON, CanadaSalary: $54000 - 91000 per year
Company: Sun Life Financial
Job posted: 14 Nov 2024
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