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Compliance Analyst


Job position: Compliance Analyst, Waterloo, ON

and monthly head office reviews of client account activity with a focus on criteria outlined in CIRO Rule 200 and other regulatory... testing of Tier 1 supervision Carefully document and file Field supervision review activities within head office trade......

Job Location: Waterloo, ON, Canada

Salary: $54000 - 91000 per year

Company: Sun Life Financial

Job posted: 14 Nov 2024

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