Compliance Officers jobs in Canada
1 to 40 of 898 compliance officers jobs
Quality Assurance Officer - Sales
Company: Diamond Resorts International |
and balances to the Sales operations by ensuring brand compliance and sales presentation integrity while minimizing the loss.... Effectively explains details of sales contracts to potential owners. Monitors all collateral material for brand compliance...
Company: Diamond Resorts International |
Location: Whistler, BC, Canada
| Salary: unspecified | Posted: 26 Jul 2017and balances to the Sales operations by ensuring brand compliance and sales presentation integrity while minimizing the loss.... Effectively explains details of sales contracts to potential owners. Monitors all collateral material for brand compliance...
Safety Officer (school Bus Operation)
Company: First Student |
a proactive management approach to safety awareness and initiatives. Monitor safety compliance of all government legislation... Compliance; PeopleSoft input of updated licence information; Administer written test and road test to trainees; Participate...
Company: First Student |
Location: Owen Sound, ON, Canada
| Salary: unspecified | Posted: 25 Jul 2017a proactive management approach to safety awareness and initiatives. Monitor safety compliance of all government legislation... Compliance; PeopleSoft input of updated licence information; Administer written test and road test to trainees; Participate...
Senior Compliance Officer
Company: Scotiabank |
you continue your career at Scotiabank. Purpose: The objective of the Senior Compliance Officer (SCO) is to directly conduct... and provide compliance monitoring, direction, advice and support for the retail brokerage divisions of Scotia Capital Inc. The SCO...
Company: Scotiabank |
Location: Toronto, ON, Canada
| Salary: unspecified | Posted: 26 Jul 2017you continue your career at Scotiabank. Purpose: The objective of the Senior Compliance Officer (SCO) is to directly conduct... and provide compliance monitoring, direction, advice and support for the retail brokerage divisions of Scotia Capital Inc. The SCO...
Network Management Officer
Company: Hydro One Networks Inc |
associated with the power system with primary focus in the area of NERC CIP compliance support including (but not limited... technical support for NERC CIP compliance requirement Work in the development /implementation of Patch Management for P&C...
Company: Hydro One Networks Inc |
Location: Toronto, ON, Canada
| Salary: unspecified | Posted: 26 Jul 2017associated with the power system with primary focus in the area of NERC CIP compliance support including (but not limited... technical support for NERC CIP compliance requirement Work in the development /implementation of Patch Management for P&C...
Sr. Network Management Officer
Company: Hydro One Networks Inc |
associated with the power system with primary focus in the area of NERC CIP compliance support including (but not limited... compliance requirement Lead the development and implementation of Patch Management for P&C/ Network devices in the field. Lead...
Company: Hydro One Networks Inc |
Location: Toronto, ON, Canada
| Salary: unspecified | Posted: 26 Jul 2017associated with the power system with primary focus in the area of NERC CIP compliance support including (but not limited... compliance requirement Lead the development and implementation of Patch Management for P&C/ Network devices in the field. Lead...
Bilingual (french) Collections Officer - 1 Year Contract
Company: SCOTIABANK |
policies and procedures. Operational Efficiencies and Compliance – Drive operational effectiveness activities... and compliance by: Reporting and escalating any unusual occurrences or fraudulent activities evidenced through customer...
Company: SCOTIABANK |
Location: Toronto, ON, Canada
| Salary: unspecified | Posted: 26 Jul 2017policies and procedures. Operational Efficiencies and Compliance – Drive operational effectiveness activities... and compliance by: Reporting and escalating any unusual occurrences or fraudulent activities evidenced through customer...
Bilingual (french) Collections Officer (1 Year Contract)
Company: SCOTIABANK |
policies and procedures. Operational Efficiencies and Compliance - Drive operational effectiveness activities... and compliance by: Reporting and escalating any unusual occurrences or fraudulent activities evidenced through customer...
Company: SCOTIABANK |
Location: Toronto, ON, Canada
| Salary: unspecified | Posted: 26 Jul 2017policies and procedures. Operational Efficiencies and Compliance - Drive operational effectiveness activities... and compliance by: Reporting and escalating any unusual occurrences or fraudulent activities evidenced through customer...
Environmental Compliance Officer
Company: REGIONAL MUNICIPALITY OF WOOD BUFFALO |
compliance. Environmental Compliance Officers maintain files, compile records, submit reports, liaise with prosecutors... Description: Under general supervision, the Environmental Compliance Officer ensures compliance, answers inquiries, initiates investigations...
Company: REGIONAL MUNICIPALITY OF WOOD BUFFALO |
Location: Fort McMurray, AB, Canada
| Salary: unspecified | Posted: 25 Jul 2017compliance. Environmental Compliance Officers maintain files, compile records, submit reports, liaise with prosecutors... Description: Under general supervision, the Environmental Compliance Officer ensures compliance, answers inquiries, initiates investigations...
Safety And Training Officer
Company: Southland Transportation Ltd. |
Association and Partners in Compliance. *4*...
Company: Southland Transportation Ltd. |
Location: Humboldt, SK, Canada
| Salary: unspecified | Posted: 15 Jul 2017Association and Partners in Compliance. *4*...
Environmental Compliance Officer
Company: Regional Municipality of Wood Buffalo |
compliance. Environmental Compliance Officers maintain files, compile records, submit reports, liaise with prosecutors... Description: Under general supervision, the Environmental Compliance Officer ensures compliance, answers inquiries, initiates investigations...
Company: Regional Municipality of Wood Buffalo |
Location: Fort McMurray, AB, Canada
| Salary: unspecified | Posted: 23 Jul 2017compliance. Environmental Compliance Officers maintain files, compile records, submit reports, liaise with prosecutors... Description: Under general supervision, the Environmental Compliance Officer ensures compliance, answers inquiries, initiates investigations...
Business Compliance Officer
Company: PC FINANCIAL |
and advising Employees, including Business Compliance Officers, on compliance related matters Reviewing business controls...Business Compliance Officer 25 York Street, Toronto, Ontario, M5J 2V5 Canada President's Choice Bank is a wholly...
Company: PC FINANCIAL |
Location: Toronto, ON, Canada
| Salary: unspecified | Posted: 22 Jul 2017and advising Employees, including Business Compliance Officers, on compliance related matters Reviewing business controls...Business Compliance Officer 25 York Street, Toronto, Ontario, M5J 2V5 Canada President's Choice Bank is a wholly...
Us Compliance Officer
Company: Canaccord Capital |
looking for a US Compliance Officer for our Compliance department. In this position you will reasonably ensure Canaccord employees and/or clients... of the firm. The position principally reports to the Manager, US Compliance in order to ensure internal policies, FINRA...
Company: Canaccord Capital |
Location: Vancouver, BC, Canada
| Salary: unspecified | Posted: 21 Jul 2017looking for a US Compliance Officer for our Compliance department. In this position you will reasonably ensure Canaccord employees and/or clients... of the firm. The position principally reports to the Manager, US Compliance in order to ensure internal policies, FINRA...
Regional Compliance Officer - U.s. And Canada
Company: Magna |
and other Regional Compliance Officers, to ensure that training goals are met, recommended internal controls are in place... direction of the Chief Compliance Officer, serve as a subject matter expert for compliance issues in the assigned region. Ensure...
Company: Magna |
Location: Canada, Canada
| Salary: unspecified | Posted: 20 Jul 2017and other Regional Compliance Officers, to ensure that training goals are met, recommended internal controls are in place... direction of the Chief Compliance Officer, serve as a subject matter expert for compliance issues in the assigned region. Ensure...
Compliance Officer
Company: Groom Associes |
: 2 years' experience in this role Experience in the asset management industry Bilingual Compliance Officers Course...: Assist the Chief Compliance Officer in the daily work Suitability review of daily and monthly trading activity Follow up...
Company: Groom Associes |
Location: Montreal, QC, Canada
| Salary: $75000 - 85000 per year | Posted: 09 Jul 2017: 2 years' experience in this role Experience in the asset management industry Bilingual Compliance Officers Course...: Assist the Chief Compliance Officer in the daily work Suitability review of daily and monthly trading activity Follow up...
Compliance Officer
Company: Canadian Pension and Benefits Institute |
PBA; liaise with other regulatory compliance officers of other jurisdictions; assist the superintendent in ad-hoc projects.... We offer opportunities for dedicated professionals to play a vital role in carrying out our mandate. Compliance Officer We are seeking...
Company: Canadian Pension and Benefits Institute |
Location: Fredericton, NB, Canada
| Salary: unspecified | Posted: 15 Jun 2017PBA; liaise with other regulatory compliance officers of other jurisdictions; assist the superintendent in ad-hoc projects.... We offer opportunities for dedicated professionals to play a vital role in carrying out our mandate. Compliance Officer We are seeking...
Compliance Officer
Company: Knowledge First Financial |
: Branch Managers Course (MFDA or CSI) Branch Compliance Officers Course (CSI) Canadian Securities Course (CSI) Partners..., Directors & Senior Officers Course (CSI) Conduct & Practices Handbook Course (CSI) Chief Compliance Officers Qualifying...
Company: Knowledge First Financial |
Location: Mississauga, ON, Canada
| Salary: unspecified | Posted: 14 Jun 2017: Branch Managers Course (MFDA or CSI) Branch Compliance Officers Course (CSI) Canadian Securities Course (CSI) Partners..., Directors & Senior Officers Course (CSI) Conduct & Practices Handbook Course (CSI) Chief Compliance Officers Qualifying...
Safety And Compliance Officer-trucking
Company: unknown |
Major Project: Deltaport Terminal, Road and Rail Improvements, Mainland/Southwest Safety and Compliance Officer...-Trucking 898 Investments Inc. Dba Raffles Transportation Group Surrey, BC is hiring Safety and Compliance Officer-Trucking...
Company: unknown |
Location: Surrey, BC, Canada
| Salary: $39 per hour | Posted: 01 Jun 2017Major Project: Deltaport Terminal, Road and Rail Improvements, Mainland/Southwest Safety and Compliance Officer...-Trucking 898 Investments Inc. Dba Raffles Transportation Group Surrey, BC is hiring Safety and Compliance Officer-Trucking...
Safety & Compliance Officer-trucking
Company: unknown |
Ten Four Trucking Ltd. Surrey, BC is hiring Safety and Compliance Officer-Trucking for trucking division. Job duties... and report findings to Operations Manager. Review roadside truck inspection reports from enforcement officers and coordinate...
Company: unknown |
Location: Surrey, BC, Canada
| Salary: $39 per hour | Posted: 01 Jun 2017Ten Four Trucking Ltd. Surrey, BC is hiring Safety and Compliance Officer-Trucking for trucking division. Job duties... and report findings to Operations Manager. Review roadside truck inspection reports from enforcement officers and coordinate...
Senior Compliance Officer
Company: Scotiabank |
Senior Compliance Officer Requisition ID: 3732 Branch / Department: GC GWM Brokerage, International Wealth... in our employees and helping you continue your career at Scotiabank. Purpose: The objective of the Senior Compliance...
Company: Scotiabank |
Location: Toronto, ON, Canada
| Salary: unspecified | Posted: 26 Jul 2017Senior Compliance Officer Requisition ID: 3732 Branch / Department: GC GWM Brokerage, International Wealth... in our employees and helping you continue your career at Scotiabank. Purpose: The objective of the Senior Compliance...
Bsa Compliance Officer
Company: unknown |
Job Description BSA Compliance Officer Our client, a full service community bank with a reputation for excellent... customer service, is now hiring a BSA Compliance Officer. Join a growing financial institution in Rockport while utilizing...
Company: unknown |
Location: Rockport, ON - Rockland, ON, Canada
| Salary: unspecified | Posted: 26 Jul 2017Job Description BSA Compliance Officer Our client, a full service community bank with a reputation for excellent... customer service, is now hiring a BSA Compliance Officer. Join a growing financial institution in Rockport while utilizing...
Head Of Regulatory Compliance Conduct Risk
Company: HSBC |
Company: HSBC |
Location: Vancouver, British Columbia, CA
| Salary: unspecified | Posted: 23 Jul 2017Employment Type. Regular Reporting to the Head of Regulatory Compliance Canada, the Head of RC Conduct... Use subject matter experience and assist Global Business regulatory compliance officers and or other...
Senior Manager, Compliance Quality Assurance
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Toronto, Ontario, CA
| Salary: unspecified | Posted: 25 Jul 2017Summary of Job. Reporting to the Director, Compliance Quality Assurance, the incumbent is responsible... impart specialized skills to other compliance officers through peer discussions and cooperation on cross...
Environmental Compliance Officer
Company: REGIONAL MUNICIPALITY OF WOOD BUFFALO |
Company: REGIONAL MUNICIPALITY OF WOOD BUFFALO |
Location: Fort McMurray, Alberta, CA
| Salary: unspecified | Posted: 23 Jul 2017Position Description. Under general supervision, the Environmental Compliance Officer ensures... Environmental Compliance Officers maintain files, compile records, submit reports, liaise with...
Business Compliance Officer
Company: PC FINANCIAL |
Company: PC FINANCIAL |
Location: Toronto, Ontario, CA
| Salary: unspecified | Posted: 26 Jul 2017Business Compliance Officer25 York Street, Toronto, Ontario, M5J 2V5 Canada President's Choice Bank is a... Training and advising Employees, including Business Compliance Officers, on compliance related matters...
Senior Manager, Business Compliance
Company: PC FINANCIAL |
Company: PC FINANCIAL |
Location: Toronto, Ontario, CA
| Salary: unspecified | Posted: 24 Jul 2017Senior Manager, Business Compliance25 York Street, Toronto, Ontario, M5J 2V5 Canada President's Choice... Training and advising Employees, including Business Compliance Officers, on compliance related matters...
Customer Service Representative - 1100 Davis Drive, Newmarket, On
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Newmarket, Ontario, CA
| Salary: unspecified | Posted: 24 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. Education Work...
Customer Representative Casual - Stand Off, Ab
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Stand Off, Alberta, CA
| Salary: unspecified | Posted: 24 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. EDUCATIONAL...
Universal Banker - Westville, Ns
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Westville, Nova Scotia, CA
| Salary: unspecified | Posted: 24 Jul 2017Contributes to the quality and efficiency of Branch operations and maintains compliance with regulatory... issues deficiencies trends to the Assistant Manager, Branch Manager, Chief Compliance Officers and or...
Senior Registrations Officer-1700011310
Company: BMO FINANCIAL GROUP |
Company: BMO FINANCIAL GROUP |
Location: Toronto, Ontario, CA
| Salary: unspecified | Posted: 25 Jul 2017The Branch Managers Course, the Effective Management Seminar, The Options Supervisor Course, the Chief Compliance Officers Course and the Partners, Directors and Senior Officers Course are...
Financial Advisor, "false Creek"
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Vancouver, British Columbia, CA
| Salary: unspecified | Posted: 25 Jul 2017Strictly adhering to compliance policies, procedures and processes. 4. Contribute to the overall... ..ABCO) and or Chief Compliance Officers and or applicable Shared Services Department as appropriate...
Operations Risk And Administration Specialist
Company: HSBC |
Company: HSBC |
Location: Vancouver, British Columbia, CA
| Salary: unspecified | Posted: 25 Jul 2017Adheres to quality, compliance, regulatory and HSBC standards and follows established procedures and... or. A Branch Compliance Officers Course offered by Investment Funds Institute of Canadian Bankers...
Director, Risk, Enterprise Services
Company: SUN LIFE FINANCIAL |
Company: SUN LIFE FINANCIAL |
Location: Waterloo, Ontario, CA
| Salary: unspecified | Posted: 25 Jul 2017Role Summary. As a member of the Enterprise Services Governance Risk and Compliance team, the role of... Collaborate extensively with Corporate Risk Management and Business Group Risk Officers, for all aspects...
Customer Service Representative
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Sudbury, Ontario, CA
| Salary: unspecified | Posted: 25 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. EDUCATIONAL...
Customer Representative - Grande Prairie, Ab
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Grande Prairie, Alberta, CA
| Salary: unspecified | Posted: 26 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. EDUCATIONAL...
Customer Representative
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Temiskaming Shores, Ontario, CA
| Salary: unspecified | Posted: 23 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. Education Work...
Customer Representative
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Avonlea, Saskatchewan, CA
| Salary: unspecified | Posted: 25 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. Education Work...
Universal Banker - Red Deer, Ab
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Red Deer, Alberta, CA
| Salary: unspecified | Posted: 25 Jul 2017Contributes to the quality and efficiency of Branch operations and maintains compliance with regulatory... issues deficiencies trends to the Assistant Manager, Branch Manager, Chief Compliance Officers and or...
Customer Representative - Kenora
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Kenora, Ontario, CA
| Salary: unspecified | Posted: 25 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. Education...
Customer Representative
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Moncton, New Brunswick, CA
| Salary: unspecified | Posted: 25 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. Education Work...
Customer Representative - Gander, Nl
Company: SCOTIABANK |
Company: SCOTIABANK |
Location: Gander, Newfoundland and Labrador, CA
| Salary: unspecified | Posted: 25 Jul 2017. Contribute to the quality and efficiency of branch operations as well as compliance with regulatory... Chief Compliance Officers and or applicable Shared Services department, as appropriate. EDUCATIONAL...