Compliance Officers jobs in Canada
521 compliance officers jobs found: showing 1 - 20
Program Administration Officer 4 (securities Analyst)
Company: The Government of Nova Scotia |
Accountabilities The position’s primary responsibility is reviewing prospectus filings for compliance with securities laws where the... Commission under the Community Economic Development Corporations’ Rule for compliance with securities laws. The position...Location: Halifax, NS, Canada
| Salary: $2899.09 - 3404.96 per month | Date posted: 23 Jan 2021
Wealth Management Advisor
Company: Desjardins |
engagement is a top priority for our officers and managers, who firmly believe that people are key to our success. The caisse... and distribution networks, and those offered by competitors Knowledge of debt management Knowledge of compliance with legislation...Location: Montreal, QC, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Financial Advisor, Investment & Retirement Planning- Vancouver, Bc
Company: unknown |
and/or Chief Compliance Officers and/or applicable Shared Services Department. Understand how the Bank's risk appetite and risk..., meeting operational and compliance requirements, and pursuing personal development. You are also responsible...Location: Vancouver, BC, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Pic Portfolio Administrator - Markham
Company: Scotiabank |
that all activities conducted are in compliance with governing regulations, internal policies and procedures. Major Accountabilities... reports Working with Trust Officers to ensure that all investment strategies and principals are applied appropriately...Location: Markham, ON, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Pic Portfolio Administrator - Markham
Company: Scotiabank |
are in compliance with governing regulations, internal policies and procedures. Major Accountabilities: Client Service... Officers to ensure that all investment strategies and principals are applied appropriately Supporting Relationship Managers...Location: Markham, ON, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Pic Portfolio Administrator- Calgary Ab
Company: Scotiabank |
are in compliance with governing regulations, internal policies and procedures. Major Accountabilities: Client Service... Officers to ensure that all investment strategies and principals are applied appropriately Supporting Relationship Managers...Location: Calgary, AB, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Environmental Health Officer
Company: Government of Yukon |
a progressive enforcement strategy to ensure compliance to requirements under the Public Health and Safety Act, regulations, local...Location: Whitehorse, YT, Canada
| Salary: $85241 - 98915 per year | Date posted: 23 Jan 2021
Pic Portfolio Administrator- Calgary Ab
Company: Scotiabank |
that all activities conducted are in compliance with governing regulations, internal policies and procedures. Major Accountabilities... reports Working with Trust Officers to ensure that all investment strategies and principals are applied appropriately...Location: Calgary, AB, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Bilingual Centralized Branch Compliance Officer
Company: unknown |
of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business... collaboration with other first line employees, and second & third line functions to ensure Compliance, AML or operational risks...Location: Edmonton, AB, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Wealth Management: Credit Officer, Full-service Investing- Intern
Company: Scotiabank |
all activities conducted are in compliance with governing regulations, internal policies and procedures. KEY ACCOUNTABILITIES..., placing trades in accounts, etc. are taken to reduce or eliminate risk and ensure firm and industry compliance. Answer...Location: Toronto, ON, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
It Project Manager
Company: unknown |
control officers (PCOs). Write reports on the entire project (progress, issues, costs, closing, etc.) in compliance...Location: Dollard-des-Ormeaux, QC, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Senior Operations Officer, Onboarding
Company: Scotiabank |
on matters of Compliance, Anti-Money Laundering Compliance, and Privacy matters, are managed and executed as per Bank regulatory... and Safety Teams Adhering to compliance with regulatory activities and guidance over Occupational Health & Safety Liaise...Location: Scarborough, ON, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
It Project Manager
Company: unknown |
control officers (PCOs). Write reports on the entire project (progress, issues, costs, closing, etc.) in compliance...Location: Terrebonne, QC, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Accounting Officer
Company: Scotiabank |
team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations... compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk...Location: Mississauga, ON, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Mortgage Officer
Company: unknown |
Communicate effectively with all internal and external contacts Risk and Compliance (20%) Collect and review documentation... supplied by client and broker to ensure its authenticity and compliance with all aspects of Home Trust Company's policies...Location: Toronto, ON, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Analyst - Deal Team Specialist
Company: BNP Paribas |
of new and amended financing transactions, as well as ensuring compliance, regulatory, and operational controls are in place... officers for timely receipt of new and amended documentation (FC1-ODJ, Credit Approval, Métier Support Memo, Financing...Location: Montreal, QC, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Director, Information Risk Metrics, Reporting & Analytics
Company: Yoh, A Day & Zimmermann Company |
and information risk officers. Collect, review and aggregate metric data across technology Operations and functions/regions... skills Understanding of regulatory and compliance environment and lifecycle is a positive Competencies...Location: Toronto, ON, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Administrator/financial Officer
Company: unknown |
and tax rates for review and approval; Ensure compliance with provincial and local government laws and regulations including...Location: Kamloops, BC, Canada
| Salary: unspecified | Date posted: 23 Jan 2021
Talent Inventory Communications Professionals
Company: Canadian Nuclear Safety Commission |
Communications Directorate is building a talent inventory for communications officers, communications advisors and senior... their compliance, using our communications expertise to help regulate the nuclear industry. Our team is looking for communications...Location: Ottawa, ON, Canada
| Salary: $58207 - 109291 per year | Date posted: 23 Jan 2021
Regional Manager, Branch Operations & Compliance
Company: Canadian Western Bank |
and Senior Officers Course, or Chief Compliance Officers Qualifying Exam, or the Mutual Fund Dealers Compliance Course Exam... & Compliance. Client experience. The Regional Manager, Branch Operations & Compliance will support the Bank's goals...