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Compliance Officers jobs in Canada

521 compliance officers jobs found: showing 1 - 20

Program Administration Officer 4 (securities Analyst)
Company: The Government of Nova Scotia |

Location: Halifax, NS, Canada

| Salary: $2899.09 - 3404.96 per month | Date posted: 23 Jan 2021
Accountabilities The position’s primary responsibility is reviewing prospectus filings for compliance with securities laws where the... Commission under the Community Economic Development Corporations’ Rule for compliance with securities laws. The position...
Wealth Management Advisor
Company: Desjardins |

Location: Montreal, QC, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
engagement is a top priority for our officers and managers, who firmly believe that people are key to our success. The caisse... and distribution networks, and those offered by competitors Knowledge of debt management Knowledge of compliance with legislation...
Financial Advisor, Investment & Retirement Planning- Vancouver, Bc
Company: unknown |

Location: Vancouver, BC, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
and/or Chief Compliance Officers and/or applicable Shared Services Department. Understand how the Bank's risk appetite and risk..., meeting operational and compliance requirements, and pursuing personal development. You are also responsible...
Pic Portfolio Administrator - Markham
Company: Scotiabank |

Location: Markham, ON, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
that all activities conducted are in compliance with governing regulations, internal policies and procedures. Major Accountabilities... reports Working with Trust Officers to ensure that all investment strategies and principals are applied appropriately...
Pic Portfolio Administrator - Markham
Company: Scotiabank |

Location: Markham, ON, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
are in compliance with governing regulations, internal policies and procedures. Major Accountabilities: Client Service... Officers to ensure that all investment strategies and principals are applied appropriately Supporting Relationship Managers...
Pic Portfolio Administrator- Calgary Ab
Company: Scotiabank |

Location: Calgary, AB, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
are in compliance with governing regulations, internal policies and procedures. Major Accountabilities: Client Service... Officers to ensure that all investment strategies and principals are applied appropriately Supporting Relationship Managers...
Environmental Health Officer
Company: Government of Yukon |

Location: Whitehorse, YT, Canada

| Salary: $85241 - 98915 per year | Date posted: 23 Jan 2021
a progressive enforcement strategy to ensure compliance to requirements under the Public Health and Safety Act, regulations, local...
Pic Portfolio Administrator- Calgary Ab
Company: Scotiabank |

Location: Calgary, AB, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
that all activities conducted are in compliance with governing regulations, internal policies and procedures. Major Accountabilities... reports Working with Trust Officers to ensure that all investment strategies and principals are applied appropriately...
Bilingual Centralized Branch Compliance Officer
Company: unknown |

Location: Edmonton, AB, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business... collaboration with other first line employees, and second & third line functions to ensure Compliance, AML or operational risks...
Wealth Management: Credit Officer, Full-service Investing- Intern
Company: Scotiabank |

Location: Toronto, ON, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
all activities conducted are in compliance with governing regulations, internal policies and procedures. KEY ACCOUNTABILITIES..., placing trades in accounts, etc. are taken to reduce or eliminate risk and ensure firm and industry compliance. Answer...
It Project Manager
Company: unknown |

Location: Dollard-des-Ormeaux, QC, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
control officers (PCOs). Write reports on the entire project (progress, issues, costs, closing, etc.) in compliance...
Senior Operations Officer, Onboarding
Company: Scotiabank |

Location: Scarborough, ON, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
on matters of Compliance, Anti-Money Laundering Compliance, and Privacy matters, are managed and executed as per Bank regulatory... and Safety Teams Adhering to compliance with regulatory activities and guidance over Occupational Health & Safety Liaise...
It Project Manager
Company: unknown |

Location: Terrebonne, QC, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
control officers (PCOs). Write reports on the entire project (progress, issues, costs, closing, etc.) in compliance...
Accounting Officer
Company: Scotiabank |

Location: Mississauga, ON, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations... compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk...
Mortgage Officer
Company: unknown |

Location: Toronto, ON, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
Communicate effectively with all internal and external contacts Risk and Compliance (20%) Collect and review documentation... supplied by client and broker to ensure its authenticity and compliance with all aspects of Home Trust Company's policies...
Analyst - Deal Team Specialist
Company: BNP Paribas |

Location: Montreal, QC, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
of new and amended financing transactions, as well as ensuring compliance, regulatory, and operational controls are in place... officers for timely receipt of new and amended documentation (FC1-ODJ, Credit Approval, Métier Support Memo, Financing...
Director, Information Risk Metrics, Reporting & Analytics
Company: Yoh, A Day & Zimmermann Company |

Location: Toronto, ON, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
and information risk officers. Collect, review and aggregate metric data across technology Operations and functions/regions... skills Understanding of regulatory and compliance environment and lifecycle is a positive Competencies...
Administrator/financial Officer
Company: unknown |

Location: Kamloops, BC, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
and tax rates for review and approval; Ensure compliance with provincial and local government laws and regulations including...
Talent Inventory – Communications Professionals
Company: Canadian Nuclear Safety Commission |

Location: Ottawa, ON, Canada

| Salary: $58207 - 109291 per year | Date posted: 23 Jan 2021
Communications Directorate is building a talent inventory for communications officers, communications advisors and senior... their compliance, using our communications expertise to help regulate the nuclear industry. Our team is looking for communications...
Regional Manager, Branch Operations & Compliance
Company: Canadian Western Bank |

Location: Vancouver, BC, Canada

| Salary: unspecified | Date posted: 23 Jan 2021
and Senior Officers Course, or Chief Compliance Officers Qualifying Exam, or the Mutual Fund Dealers Compliance Course Exam... & Compliance. Client experience. The Regional Manager, Branch Operations & Compliance will support the Bank's goals...